Alteration of Share Capital

Key Types and Processes of Share Capital Alteration

  • Increase in Authorised Share Capital
  • Consolidation and Division of Shares
  • Conversion of Shares into Stock
  • Sub-Division of Shares
  • Cancellation of Unissued Shares

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Registration Process

How We Work

01

Check AoA

Verify if the Articles of Association authorise the alteration.

02

Board Resolution

Conduct a Board Meeting to pass the resolution for altering the share capital.

03

General Meeting

Pass the necessary resolution (ordinary or special, as required) in the General Meeting.

04

File with ROC

Submit Form SH.7 along with the altered MoA to the Registrar of Companies.

Checklist

Documents Required

Board Resolution for alteration
Ordinary/Special Resolution passed in the General Meeting
Altered Memorandum of Association
Form SH.7 for filing with RoC
Any other documents as required by the specific type of alteration

Overview of Alteration of Share Capital

Alteration of Share Capital refers to the process where a company registered under the Companies Act, 2013, modifies its share capital structure as authorized by its Memorandum of Association (MoA) and Articles of Association (AoA). This alteration can include increasing the authorised capital, consolidating and dividing shares, converting shares into stock, and more. Understanding these processes is crucial for companies looking to adapt to changing business environments or strategic needs.

Legal Framework and Compliance

  • Section 61 of the Companies Act, 2013 outlines the provisions for altering share capital, requiring companies to follow specific procedures and obtain necessary approvals.
  • Filing Requirements: Post alteration, companies must file the changes with the Registrar of Companies (RoC) within 30 days, detailing the alteration in Form SH.7 as per Rule 15 of the Companies (Share Capital and Debentures) Rules, 2014.
  • Penalties for Non-Compliance: Failing to file the necessary documents can result in penalties for the company and its officers, emphasizing the importance of adhering to legal requirements.

Conclusion

Alteration of Share Capital is a strategic tool for companies under the Companies Act, 2013, allowing them to adjust their capital structure to meet business needs and growth objectives. By following the prescribed legal procedures and ensuring timely compliance, companies can effectively manage their share capital, contributing to their long-term success and sustainability.

FAQ:

No, the company must first alter its authorised capital by amending its MoA.
Tribunal approval is required when the consolidation affects the voting percentage of shareholders.
The company has 30 days from the alteration to file the necessary documents with the RoC.

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